0001546927-16-000497.txt : 20160517
0001546927-16-000497.hdr.sgml : 20160517
20160517160316
ACCESSION NUMBER: 0001546927-16-000497
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160517
DATE AS OF CHANGE: 20160517
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CREDITRISKMONITOR COM INC
CENTRAL INDEX KEY: 0000315958
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 362972588
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-32928
FILM NUMBER: 161657514
BUSINESS ADDRESS:
STREET 1: 704 EXECUTIVE BOULEVARD
STREET 2: SUITE A
CITY: VALLEY COTTAGE
STATE: NY
ZIP: 10989
BUSINESS PHONE: 845-230-3000
MAIL ADDRESS:
STREET 1: 704 EXECUTIVE BOULEVARD
STREET 2: SUITE A
CITY: VALLEY COTTAGE
STATE: NY
ZIP: 10989
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION FOODS INC
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Tabatabai Investment Management LLC
CENTRAL INDEX KEY: 0001643446
IRS NUMBER: 472247320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 540 N DEARBORN ST,#101257
CITY: CHICAGO
STATE: IL
ZIP: 60610
BUSINESS PHONE: 2023784034
MAIL ADDRESS:
STREET 1: 540 N DEARBORN ST,#101257
CITY: CHICAGO
STATE: IL
ZIP: 60610
FORMER COMPANY:
FORMER CONFORMED NAME: Arosa Investment Management LLC
DATE OF NAME CHANGE: 20150527
SC 13G/A
1
tabacreditrisk13gamendfiled.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Amendment No. 2
CreditRiskMonitor.com, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
225426105
--------------------------------------------------------------------------------
(CUSIP Number)
Tabatabai Investment Management LLC, 540 N Dearborn Street, #101257,
Chicago, IL 60610
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2015
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
--------------------------------------------------------------------------------
CUSIP No. 225426105 13G Page 2 of 6 Pages
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
Tabatabai Investment Management LLC
I.R.S. Identification Nos. of above persons (entities only)
47-2247320
--------------------------------------------------------------------------------
2. Check the Appropriate Box If a Member of a Group
(See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Tabatabai Investment Management LLC
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
0 shares
-------------------------------------------------------------
6. SHARED VOTING POWER
NUMBER OF
SHARES 707,930 shares
BENEFICIALLY -------------------------------------------------------------
OWNED BY EACH 7. SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0 shares
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
707,930 shares
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
Tabatabai Investment Management LLC -- 707,930 shares
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) |_|
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
Tabatabai Investment Management LLC -- 6.60%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
Tabatabai Investment Management LLC -- 00 (Limited Liability Company)
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
CUSIP No. 225426105 13G Page 3 of 6 Pages
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
Alex Tabatabai
I.R.S. Identification Nos. of above persons (entities only)
N/A
--------------------------------------------------------------------------------
2. Check the Appropriate Box If a Member of a Group
(See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Alex Tabatabai -- United States
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
0 shares
-------------------------------------------------------------
6. SHARED VOTING POWER
NUMBER OF
SHARES 707,930 shares
BENEFICIALLY -------------------------------------------------------------
OWNED BY EACH 7. SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0 shares
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
707,930 shares
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
Alex Tabatabai -- 707,930 shares
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) |_|
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
Alex Tabatabai -- 6.60%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
Alex Tabatabai -- IN
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
CUSIP No. 225426105 13G Page 4 of 6 Pages
Item 1.
(a) Name of Issuer:
CreditRiskMonitor.com,Inc.
(b) Address of Issuer's Principal Executive Offices:
704 Executive Boulevard, Suite A
Valley Cottage, New York 10989
Item 2.
(a) Name of Person Filing:
Tabatabai Investment Management LLC
Alex Tabatabai
(b) Address of the Principal Office or, if none, residence:
Tabatabai Investment Management LLC
Alex Tabatabai
540 N Dearborn Street, #101257
Chicago, IL 60610
(c) Citizenship:
Tabatabai Investment Management LLC -- Delaware
Alex Tabatabai -- United States
(d) Title of Class of Securities:
Common Stock $0.01 par value
(e) CUSIP Number: 225426105
Item 3. If this statement is filed pursuant to SS.240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) |_| Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
(d) |_| Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
(e) |_| An investment adviser in accordance with S.240.13d-1(b)(1)(ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance with
S.240.13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company or control person in accordance with
S. 240.13d-1(b)(1)(ii)(G);
(h) |_| A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) |_| A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
(j) |_| Group, in accordance with S.240.13d-1(b)(1)(ii)(J).
CUSIP No. 225426105 13G Page 5 of 6 Pages
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: Tabatabai Investment Management LLC -- 707,930
shares
Alex Tabatabai -- 707,930 shares
(b) Percent of class: Tabatabai Investment Management LLC -- 6.60%
Alex Tabatabai -- 6.60%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Tabatabai Investment Management LLC -- 0 shares
Alex Tabatabai -- 0 shares
(ii) Shared power to vote or to direct the vote:
Tabatabai Investment Management LLC -- 707,930 shares
Alex Tabatabai -- 707,930 shares
(iii) Sole power to dispose or to direct the disposition
of:
Tabatabai Investment Management LLC -- 0 shares
Alex Tabatabai -- 0 shares
(iiii) Shared power to dispose or to direct the disposition
of:
Tabatabai Investment Management LLC -- 707,930 shares
Alex Tabatabai -- 707,930 shares
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following | |.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control Person.
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
TABATABAI INVESTMENT MANAGEMENT LLC
By: /s/ Alex Tabatabai
Alex Tabatabai, Managing Member
ALEX TABATABAI
By: /s/ Alex Tabatabai
Alex Tabatabai, individually
CUSIP No. 225426105 13G Page 6 of 6 Pages
JOINT FILING AGREEMENT
This Joint Filing Agreement, dated February 12, 2016, is entered into by and
between Tabatabai Investment Management LLC and Alex Tabatabai, an individual
(collectively referred to herein as (the "Filers"). Each of the Filers may
be required to file with the U.S. Securities and Exchange Commission a
statement on Schedule 13G with respect to common stock, $0.01 par value, of
CreditRiskMonitor.com, Inc. beneficially owned by them from time to time.
Pursuant to and in accordance with Rule 13(d)(1)(k)promulgated under the
Securities Exchange Act of 1934, the Filers hereby agree to file
a single statement on Schedule 13G and/or 13D (and any amendments thereto) on
behalf of each of such parties, and hereby further agree to file this Joint
Filing Agreement as an exhibit to such statement, as required
by such rule. This Joint Filing Agreement may be terminated by any of the Filers
upon one week's prior written notice or such lesser period of notice as the
Filers may mutually agree.
Executed and delivered as of the date first above
written.
TABATABAI INVESTMENT MANAGEMENT LLC
By: /s/ Alex Tabatabai
Alex Tabatabai
Managing Member
ALEX TABATABAI
By: /s/ Alex Tabatabai
Alex Tabatabai, individually