0001546927-16-000497.txt : 20160517 0001546927-16-000497.hdr.sgml : 20160517 20160517160316 ACCESSION NUMBER: 0001546927-16-000497 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CREDITRISKMONITOR COM INC CENTRAL INDEX KEY: 0000315958 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 362972588 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32928 FILM NUMBER: 161657514 BUSINESS ADDRESS: STREET 1: 704 EXECUTIVE BOULEVARD STREET 2: SUITE A CITY: VALLEY COTTAGE STATE: NY ZIP: 10989 BUSINESS PHONE: 845-230-3000 MAIL ADDRESS: STREET 1: 704 EXECUTIVE BOULEVARD STREET 2: SUITE A CITY: VALLEY COTTAGE STATE: NY ZIP: 10989 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION FOODS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Tabatabai Investment Management LLC CENTRAL INDEX KEY: 0001643446 IRS NUMBER: 472247320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 540 N DEARBORN ST,#101257 CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 2023784034 MAIL ADDRESS: STREET 1: 540 N DEARBORN ST,#101257 CITY: CHICAGO STATE: IL ZIP: 60610 FORMER COMPANY: FORMER CONFORMED NAME: Arosa Investment Management LLC DATE OF NAME CHANGE: 20150527 SC 13G/A 1 tabacreditrisk13gamendfiled.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 2 CreditRiskMonitor.com, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value -------------------------------------------------------------------------------- (Title of Class of Securities) 225426105 -------------------------------------------------------------------------------- (CUSIP Number) Tabatabai Investment Management LLC, 540 N Dearborn Street, #101257, Chicago, IL 60610 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2015 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -------------------------------------------------------------------------------- CUSIP No. 225426105 13G Page 2 of 6 Pages -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Tabatabai Investment Management LLC I.R.S. Identification Nos. of above persons (entities only) 47-2247320 -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Tabatabai Investment Management LLC -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 shares ------------------------------------------------------------- 6. SHARED VOTING POWER NUMBER OF SHARES 707,930 shares BENEFICIALLY ------------------------------------------------------------- OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 shares ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 707,930 shares -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person Tabatabai Investment Management LLC -- 707,930 shares -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |_| -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) Tabatabai Investment Management LLC -- 6.60% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) Tabatabai Investment Management LLC -- 00 (Limited Liability Company) -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- CUSIP No. 225426105 13G Page 3 of 6 Pages -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Alex Tabatabai I.R.S. Identification Nos. of above persons (entities only) N/A -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Alex Tabatabai -- United States -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 shares ------------------------------------------------------------- 6. SHARED VOTING POWER NUMBER OF SHARES 707,930 shares BENEFICIALLY ------------------------------------------------------------- OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 shares ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 707,930 shares -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person Alex Tabatabai -- 707,930 shares -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |_| -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) Alex Tabatabai -- 6.60% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) Alex Tabatabai -- IN -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- CUSIP No. 225426105 13G Page 4 of 6 Pages Item 1. (a) Name of Issuer: CreditRiskMonitor.com,Inc. (b) Address of Issuer's Principal Executive Offices: 704 Executive Boulevard, Suite A Valley Cottage, New York 10989 Item 2. (a) Name of Person Filing: Tabatabai Investment Management LLC Alex Tabatabai (b) Address of the Principal Office or, if none, residence: Tabatabai Investment Management LLC Alex Tabatabai 540 N Dearborn Street, #101257 Chicago, IL 60610 (c) Citizenship: Tabatabai Investment Management LLC -- Delaware Alex Tabatabai -- United States (d) Title of Class of Securities: Common Stock $0.01 par value (e) CUSIP Number: 225426105 Item 3. If this statement is filed pursuant to SS.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) |_| An investment adviser in accordance with S.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with S.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with S. 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with S.240.13d-1(b)(1)(ii)(J). CUSIP No. 225426105 13G Page 5 of 6 Pages Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Tabatabai Investment Management LLC -- 707,930 shares Alex Tabatabai -- 707,930 shares (b) Percent of class: Tabatabai Investment Management LLC -- 6.60% Alex Tabatabai -- 6.60% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: Tabatabai Investment Management LLC -- 0 shares Alex Tabatabai -- 0 shares (ii) Shared power to vote or to direct the vote: Tabatabai Investment Management LLC -- 707,930 shares Alex Tabatabai -- 707,930 shares (iii) Sole power to dispose or to direct the disposition of: Tabatabai Investment Management LLC -- 0 shares Alex Tabatabai -- 0 shares (iiii) Shared power to dispose or to direct the disposition of: Tabatabai Investment Management LLC -- 707,930 shares Alex Tabatabai -- 707,930 shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following | |. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Item 8. Identification and Classification of Members of the Group Item 9. Notice of Dissolution of Group Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. TABATABAI INVESTMENT MANAGEMENT LLC By: /s/ Alex Tabatabai Alex Tabatabai, Managing Member ALEX TABATABAI By: /s/ Alex Tabatabai Alex Tabatabai, individually CUSIP No. 225426105 13G Page 6 of 6 Pages JOINT FILING AGREEMENT This Joint Filing Agreement, dated February 12, 2016, is entered into by and between Tabatabai Investment Management LLC and Alex Tabatabai, an individual (collectively referred to herein as (the "Filers"). Each of the Filers may be required to file with the U.S. Securities and Exchange Commission a statement on Schedule 13G with respect to common stock, $0.01 par value, of CreditRiskMonitor.com, Inc. beneficially owned by them from time to time. Pursuant to and in accordance with Rule 13(d)(1)(k)promulgated under the Securities Exchange Act of 1934, the Filers hereby agree to file a single statement on Schedule 13G and/or 13D (and any amendments thereto) on behalf of each of such parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule. This Joint Filing Agreement may be terminated by any of the Filers upon one week's prior written notice or such lesser period of notice as the Filers may mutually agree. Executed and delivered as of the date first above written. TABATABAI INVESTMENT MANAGEMENT LLC By: /s/ Alex Tabatabai Alex Tabatabai Managing Member ALEX TABATABAI By: /s/ Alex Tabatabai Alex Tabatabai, individually